Legal And Regulatory Change Management - Compliance Risk Assessment(Cra) - Associate  

This involves the identification of risks and controls which are relevant to statutes, laws, rules and regulations which govern the activities of the Markets businesses, and the subsequent assessment of residual risk. […]
The Markets Sales, Trading & Research desks you will support cover a broad range of products including Equities, Commodities and Currencies, Fixed Income, Credit Trading, Munis and Structured Products. […]
The broader Markets Legal and Regulatory Change Management team also maintains an inventory of applicable statutes, laws, rules and regulations, and proactively manages the...